Swaps

Unique Product IDs: Next Challenge for Swaps Reporting

+0
10 Views

Data operations, trade desk and regulatory reporting managers may soon have gear up for new administrative tasks — and potentially extra fees– when reporting their over-the-counter derivatives transactions to trade repositories using unique product identifiers. The UPIs mark the latest in an array of codes financial firms and trading platforms must use to describe the […]

Share
Category

CFTC Shorts, Part 2

+0
14 Views

Why is the CFTC rolling out Swap Reporting 2.0?

 

Share
Category

CFTC Shorts, Part 1

+0
23 Views

What is CFTC Swap Reporting 2.0? 

 

Share
Category

CFTC Shorts, Part 1

+0
16 Views

What is CFTC Swap Reporting 2.0? 

 

Share
Category

Dodd-Frank Act: CFTC Swap Reporting is back in Spotlight

+0
14 Views

by Brian Lynch, CEO & Co-Founder of RegTek.Solutions

Share
Category

Dodd-Frank Act: CFTC Swap Reporting is back in Spotlight

+2
292 Views

by Brian Lynch, CEO & Co-Founder of RegTek.Solutions


US Map CFTC Swap Reporting

Share
Category

Former Deutsche Bank swaps trader fined $350,000 for trying to hide trading losses

+0
4 Views

Share
Category

OTC ISINs: Few Users Pay Much More

+0
9 Views

Trading venues, banks, and broker-dealers now know for certain how much more they will have to pay to create International Securities Identification Numbers (ISINs) for over-the-counter derivatives. It turns out that it’s a lot more. In a recent statement, the Derivatives Service Bureau (DSB) said that instead of paying €65,000 for the first fifteen months […]

Share
Category

New Year’s Message: Pay More for OTC ISINs?

+0
19 Views

Data, operations and vendor procurement managers whose buy- and sell-side firms need international securities identification codes (ISINs) for over-the-counter derivative contracts could end up with some bad news come January 15. Financial firms might discover they will be paying additional fees to the Association of National Numbering Agencies’ Derivatives Service Bureau (DSB). The reason: they […]

Share
Category

MiFID Challenge: Which OTC Derivatives to Report?

+0
13 Views

To report or not to report over-the-counter derivatives under MiFID II. That is the question that compliance and regulatory reporting managers will face when it comes to deciding which trades to include in their transaction reports the day after trades are executed. The wrong answer could cost them hefty fines but finding the right answer will […]

Share
Category