SEC

Snap and the Rise of No-Vote Common Shares

+0
1 View

Posted by Ken Bertsch, Council of Institutional Investors, on Friday, May 26, 2017

Share
Category

2017 IPO Report

+0
1 View

Posted by Mick Bain and Lia Der Marderosian, Wilmer Cutler Pickering Hale and Dorr LLP, on Thursday, May 25, 2017

Share
Category

SEC Enforcement Actions Against Public Companies and Subsidiaries Keep Pace

+0
1 View

Posted by David Marcus and Stephen Choi, Cornerstone Research, on Wednesday, May 24, 2017

Share
Category

Private Investor Meetings in Public Firms: The Case for Increasing Transparency

+0
1 View

Posted by Martin Bengtzen, University of Oxford, on Tuesday, May 23, 2017

Share
Category

It Pays to Write Well

+0
1 View

Posted by Byoung-Hyoun Hwang, Cornell SC Johnson College of Business and Hugh Kim, University of South Carolina, on Monday, May 22, 2017

Share
Category

Colorado Raises the Bar in Buyside Cybersecurity

+0
0 Views

Banks might not be the only financial institutions needing dedicated chief information security officers (CISOs) to oversee and enforce a cybersecurity program. As FinOps Report goes to press, the  Colorado Division of Securities is set to finalize rules which, as of July 15, will make the state the first in the US to require fund managers and broker-dealers […]

Share
Category

Looking Behind the Declining Number of Public Companies

+0
1 View

Posted by Les Brorsen, EY, on Thursday, May 18, 2017
Editor's Note: Les Brorsen is EY Americas vice-chair for public policy. This post is based on an EY publication by Mr. Brorsen, David Brown, Jeff Grabow, Chris Holmes, and Jackie Kelley.


Share
Category

Reviving the U.S. IPO Market

+0
1 View

Posted by Michael S. Piwowar, U.S. Securities and Exchange Commission, on Tuesday, May 16, 2017

Share
Category

Kokesh v. SEC: Supreme Court to Discuss Application of Statue of Limitations to SEC Disgorgement

+0
1 View

Posted by Paul C. Curnin, Simpson Thacher and Bartlett LLP, on Thursday, May 4, 2017
Editor's Note: Paul C. Curnin is partner and co-chair of the litigation department at Simpson Thacher and Bartlett LLP. This post is based on a Simpson Thacher publication.


Share
Category

Blockholder Voting

+0
1 View

Posted by Joel Shapiro, University of Oxford, & Heski Bar-Isaac, University of Toronto, on Tuesday, May 2, 2017

Share
Category