Regulation

ESMA welcomes no-deal Brexit central clearing equivalence plans

+0
1 View

Share
Category

More than half of firms are not producing MiFID II RTS 27 best ex reports

+0
1 View

Share
Category

FCA sets out its approach to competition

+0
0 Views

FCA

Share
Category

ITG agrees to $12 million dark pool settlement

+0
0 Views

Share
Category

Commerzbank to pay $12 million for swaps dealing violations

+0
1 View

Share
Category

EU regulator seeks further evidence on concerns auction systems evade MiFID II rules

+0
1 View

Share
Category

Former Deutsche Bank swaps trader fined $350,000 for trying to hide trading losses

+0
1 View

Share
Category

ESMA proposes ‘no-deal Brexit’ rule change for novation of uncleared OTC derivatives

+0
1 View

The European Securities and Markets Authority (ESMA) has published a final report with draft regulatory technical standards (RTS) on the clearing obligation under the European Market Infrastructure Regulation (EMIR).

In the event of a no-deal Brexit, the report proposes a limited exemption in order to facilitate the novation of certain non-centrally cleared OTC derivative contracts to EU counterparties during a specific time-window.

Share
Category

Brexit will drive regulatory changes within MiFID II review, says MEP Swinburne

+0
1 View

Brexit and other European political factors will be the main driver of any European regulatory change in the near future, including any changes to MiFID II or the introduction of MiFID III, according  MEP Kay Swinburne.

Delivering a keynote address at the Fixed Income Leaders Summit, MiFID II author Swinburne highlighted the UK’s upcoming departure from the European Union in March next year as key influencing factor on how regulatory change may play out.

Share
Category

SA-CCR for US Banks

+0
1 View

Bill: This is a good post on how the multiple exposure calculation methods may change for US firms. 


The US is introducing SA-CCR to calculate derivatives exposures in 2020. We look at the consultation. We compare add-ons under SA-CCR and the old CEM methodologies. Clarus offer FREE TRIALS of SA-CCR for Excel. SA-CCR Consultation The Federal Reserve, OCC and FDIC have launched a joint consultation on SA-CCR, the Standardised Approach to Counterparty Credit […]

Share
Category