Regulation

What is SFTR?

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Following the financial crisis, both securities lending and repurchase transactions came under increased scrutiny as they were perceived to have contributed to the build-up of hidden leverage in the market. Regulators sought to introduce Securities Financing Transaction Regulation (SFTR), covering three key requirements: transaction reporting, disclosure obligations and collateral reuse obligations. SFTR is a sweeping mandatory change for the securities ...

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The revised Wire Transfer Regulation – what it is and why you should take notice of it

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Giancarlo looks to rescind CFTC Cross-border overreach

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Following on from his Cross Border Swaps Regulation 2.0 whitepaper from last October, CFTC Chairman Giancarlo gave some updates in his speech at the recent FIA IDX in London .   He is leaving the SEF cross-border proposals to be turned into proposed rules and voted on by his successor as Chairman – Heath Tarbert.   On […]

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A Practical Guide for Compliance with the QFC Stay Rules

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22 April 2019
By DANIEL D’COSTA

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