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OCC

OCC overhauls legacy clearing system with Cinnober

Visual Memorandum: A New Cut – Federal Reserve and U.S. Banking Agencies Propose Tailored Regulatory Framework

The move away from a one-size-fits-all regulatory framework based on asset size continues.

On October 31, the Federal Reserve proposed a rule to implement Section 401 of the Economic Growth, Regulatory Relief and Consumer Protection Act, tailoring enhanced prudential standards for firms with $100 billion or more in total consolidated assets, and the three U.S. banking agencies proposed corresponding tailoring of their Basel III capital and liquidity rules.

Overall, the proposals would:

Status of Financial Regulatory Leadership Changes

As we emerge from the midterm election season, we have updated our brief deck summarizing the leadership and staffing changes among federal financial regulators, including announced nominations, confirmations, resignations and expiring terms.  The first slide summarizes the state of play for the agencies’ principals; the later slides provide a deeper look on an agency-by-agency basis, including select senior staff.  We intend to continue to update this res

Davis Polk Financial Services Regulatory Reform Tool—Post Midterm Election Edition

Financial services regulatory reform will continue to evolve in 2018 and 2019.  As we observe the changing legislative landscape, here is the Post Midterm Election Edition of our reference tool, which provides context and summarizes current developments across a range of key regulatory areas, agencies and actors.  We will continue to track these issues and will provide our next update early in the new year.

Status of Financial Regulatory Leadership Changes

As we head into the mid-term election season, we have updated our brief deck summarizing the leadership and staffing changes among federal financial regulators, including announced nominations, confirmations, resignations and expiring terms.  The first slide summarizes the state of play for the agencies’ principals; the later slides provide a deeper look on an agency-by-agency basis, including select senior staff.  We intend to continue to update th

State Bank Regulators Challenge OCC’s Authority to Issue Fintech Charters

Posted by V. Gerard Comizio and Nathan S. Brownback, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, June 4, 2017

Rethinking US Financial Regulation in Light of the 2016 Election

Posted by Reena Agrawal Sahni, Shearman & Sterling LLP, on Tuesday, December 27, 2016

OCC to Issue Special Purpose National Bank Charters to Fintech Companies

Posted by Michael Nonaka, Covington & Burling LLP, on Sunday, December 11, 2016
Editor's Note: Michael Nonaka is a partner in the financial institutions group at Covington & Burling LLP. This post is based on a Covington publication by Mr. Nonaka, John Dugan, and Luis Urbina.

Ten Key Implications of Donald Trump’s Electoral Victory for Financial and Securities Regulation

Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Wednesday, December 7, 2016
Editor's Note: Dan Ryan is Leader of the Financial Services Advisory Practice at PricewaterhouseCoopers LLP. This post is based on a PwC publication by Mr. Ryan, Mike Alix, Adam Gilbert, and Armen Meyer. Additional posts addressing legal and financial implications of the incoming Trump administration are available here.

Banking Agencies’ Proposed Cybersecurity Regulations

Posted by Joseph P. Vitale, Schulte Roth & Zabel LLP, on Friday, November 11, 2016
Editor's Note: Joseph P. Vitale is a partner at Schulte Roth & Zabel LLP. This post is based on a Schulte Roth publication by Mr. Vitale, Michael L. Yaeger, and Noah N. Gillespie.

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