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North America

Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC

This paper highlights the issues that must be addressed in the case of a ‘hard’ Brexit. Specifically, it:

A Regulatory Safe Harbor for Derivatives

A comprehensive and consistent regulatory framework for the US derivatives market is an important objective from public policy, risk mitigation and market liquidity perspectives. However, due to differences in the timing and substance of the rules implemented and/or proposed by the two primary US markets regulators – the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) – this objective is not being achieved.

A Regulatory Safe Harbor for Derivatives

A comprehensive and consistent regulatory framework for the US derivatives market is an important objective from public policy, risk mitigation and market liquidity perspectives. However, due to differences in the timing and substance of the rules implemented and/or proposed by the two primary US markets regulators – the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) – this objective is not being achieved.

ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-102 Derivatives: Registration and a related proposed companion policy.

ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-102 Derivatives: Registration and a related proposed companion policy.

ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-101 Derivatives: Business Conduct and a related proposed companion policy.

ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-101 Derivatives: Business Conduct and a related proposed companion policy.

Tom Morris and Rob McGowan join RegTek.Solutions as regional Heads of Sales

New York & London, 20 March 2018 – RegTek.Solutions, the global provider of regulatory reporting solutions, today announced two senior sales appointments to support its growth in the core markets of North America and Europe.

Veridian Credit Union revamps digital channels with Alkami Technology’s ORB platform

Veridian Credit Union in a digital revamp with Alkami Technology

Veridian Credit Union in a digital revamp with Alkami Technology

Rob Binns to join Misys as chief financial officer

Misys_Logo_blackFinancial software provider Misys has appointed Rob Binns as its chief financial officer. Binns joins Misys from HP where he was head of treasury and investor relations.

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