FCA

#ClientStories – MiFIR Controls for a leading EU Trading Venue

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How we helped a leading EU trading venue take control of the quality, completeness, and accuracy of its MiFIR transaction reporting.

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Calling time on LIBOR – key messages from the FCA and PRA Dear CEO letter

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Avoiding the Impending Storm - Financial Risks from Climate Change

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FCA Business Plan 2019/20: continuity prevails, but the FCA also looks to the future of regulation and its interaction with wider social policy

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The FCA highlights the importance of firm culture and customer vulnerability as part of its debt management thematic review

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The FCA highlights the importance of firm culture and customer vulnerability as part of its debt management thematic review

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FCA considers banning certain commission models following motor finance review

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Steering

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The impact of a hard Brexit on the financial services industry

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27 FEBRUARY 2019
BY MICHAEL ROBERTSON

With little over a month until the UK is scheduled to leave the European Union, JDX continues to monitor some of the key challenges which could impact financial services companies in the event of a ‘no-deal’ Brexit.

Many firms will have assessed their readiness for Brexit on the basis of having a transitionary period after 29 March, but we now have to strongly consider a cliff-edge outcome where the UK effectively crashes out of the EU with no formal agreements in place around key areas such as financial services.

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The impact of a hard Brexit on the financial services industry

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27 FEBRUARY 2019
BY MICHAEL ROBERTSON

With little over a month until the UK is scheduled to leave the European Union, JDX continues to monitor some of the key challenges which could impact financial services companies in the event of a ‘no-deal’ Brexit.

Many firms will have assessed their readiness for Brexit on the basis of having a transitionary period after 29 March, but we now have to strongly consider a cliff-edge outcome where the UK effectively crashes out of the EU with no formal agreements in place around key areas such as financial services.

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Thank FCAUK!!

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On 23 January 2019, the FCA published Consultation Paper CP19/4*** “Optimising the Senior Managers & Certification Regime and feedback to DP16/4 – Overall responsibility and the legal function” (the “Consultation Paper”).  The consultation period closes on 23 April 2019, with a Policy Statement slated for Q3 2019 and a ‘go live’ date for the new regulations of 9 December 2019.

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