ESMA

Europe’s SFTR: Coming to US Shores?

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  US securities finance operations and compliance managers had better brace themselves for a US version of Europe’s Securities Finance Transaction Regulation (SFTR), caution industry consultants and market practicioners. So far, US post-trade operations and compliance managers have been spared from dealing with a US equivalent to the onerous SFTR. However, they shouldn’t be lulled into a […]

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Europe’s SFTR: Coming to US Shores?

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  US securities finance operations and compliance managers had better brace themselves for a US version of Europe’s Securities Finance Transaction Regulation (SFTR), caution industry consultants and market practicioners. So far, US post-trade operations and compliance managers have been spared from dealing with a US equivalent to the onerous SFTR. However, they shouldn’t be lulled into a […]

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The impact of a hard Brexit on the financial services industry

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27 FEBRUARY 2019
BY MICHAEL ROBERTSON

With little over a month until the UK is scheduled to leave the European Union, JDX continues to monitor some of the key challenges which could impact financial services companies in the event of a ‘no-deal’ Brexit.

Many firms will have assessed their readiness for Brexit on the basis of having a transitionary period after 29 March, but we now have to strongly consider a cliff-edge outcome where the UK effectively crashes out of the EU with no formal agreements in place around key areas such as financial services.

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The impact of a hard Brexit on the financial services industry

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27 FEBRUARY 2019
BY MICHAEL ROBERTSON

With little over a month until the UK is scheduled to leave the European Union, JDX continues to monitor some of the key challenges which could impact financial services companies in the event of a ‘no-deal’ Brexit.

Many firms will have assessed their readiness for Brexit on the basis of having a transitionary period after 29 March, but we now have to strongly consider a cliff-edge outcome where the UK effectively crashes out of the EU with no formal agreements in place around key areas such as financial services.

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MiFID II SI regime for derivatives delayed for a second time until 2020

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The systematic inte

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Industry opposes regulatory intervention for periodic auctions

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Responses from the m

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ESMA: Crypto platforms should trade under MiFID II rules

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The EU financial regulator has said that certain crypto platforms should trade under MiFID II rules in cases where the crypto-assets being traded qualify as financial instruments under the regulation.

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Hayley’s Comment: Misguided intervention

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In November

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SFTR go live confirmed for Q2 2020

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SFTR go live confirmed for Q2 2020

The European Commission has yesterday adopted the measures under the Securities Financing Transactions Regulation (SFTR), effectively setting the go-live date at Q2 2020.

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ESMA moves forward with tick size amendment to protect EU venues post-Brexit

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The EU financial regulator has moved forward with plans to amend the tick size regime under MiFID II to combat concerns

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