Dodd-Frank

Testimony to US Senate Committee on Agriculture

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Written Statement of Scott O’Malia

Chief Executive Officer

International Swaps and Derivatives Association

US Senate Committee on Agriculture, Nutrition and Forestry

June 25, 2019

Chairman Roberts, Ranking Member Stabenow and Members of the Committee, ISDA is grateful for the opportunity to submit a written statement on the reauthorization of the Commodity Exchange Act (CEA)[1].

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Giancarlo Races to the Cross Border Line

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In his final speech to the FIA, Chairman Giancarlo last week discussed three cross border swaps proposals that he will schedule for Commission consideration before he steps down on July 15.  Giancarlo has been particularly focused during his tenure on advancing a cross border swaps framework based on regulatory deference for jurisdictions that have adopted comparable G-20 swaps reforms—a position he advocated in a White Paper

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Davis Polk Financial Services Regulatory Reform Tool—Summer Spotlight Edition

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Financial services regulatory reform continues to evolve in 2019.  As we observe the changing landscape, here is the Summer Spotlight Edition of our reference tool, which provides context and summarizes current developments across a range of key regulatory areas, agencies and actors.  We will continue to track these issues and will provide another update in the next quarter.

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RegTek.Solutions wins ‘Best Vendor Solution for Dodd-Frank’ at 2019 RegTech Awards

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Tom Morris & Richard Edgar accepting the award
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Dodd-Frank Act: CFTC Swap Reporting is back in Spotlight

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by Brian Lynch, CEO & Co-Founder of RegTek.Solutions

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Dodd-Frank Act: CFTC Swap Reporting is back in Spotlight

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by Brian Lynch, CEO & Co-Founder of RegTek.Solutions


US Map CFTC Swap Reporting

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Bank Pay Rules May Be Resurrected

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U.S. federal banking regulators plan to revive efforts to regulate financial institution incentive compensation, as required under Section 956 of the Dodd–Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act).

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Davis Polk Financial Services Regulatory Reform Tool—New Congress Edition

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Financial services regulatory reform continues to evolve in 2019.  As we observe the changing landscape, here is the New Congress Edition of our reference tool, which provides context and summarizes current developments across a range of key regulatory areas, agencies and actors.  We will continue to track these issues and will provide another update in the next quarter.

The Davis Polk Financial Services Regulatory Reform Tool is available here.

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Federal Banking Regulators Propose EGRRCPA-Conforming Amendments to Stress Testing Rules

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The Federal Reserve, FDIC and OCC (the Agencies) have each released proposed amendments to their respective stress testing rules for national banks, savings associations, state member banks and state non-member banks (collectively, IDIs) that would implement Section 401 of the Economic Growth, Regulatory Relief and Consumer Protection Act of 2018 (the EGRRCPA) as it applies to supervisory and company-run stress testing requirements (the Proposals).[1]  The Proposals generally address company-run stress testing requirements for IDIs, but cer

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Resolution 2.0 – The Future of U.S. Resolution Planning for U.S. G-SIBs Starts to Come into Focus

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The future of resolution planning for U.S. global systemically important banking organizations (G-SIBs) has started to come into focus.  The FDIC and the Federal Reserve have recently laid out an ambitious agenda designed to put in place Resolution Planning 2.0.  This slide sets forth our collection of the publicly known elements of that agenda, as drawn from speeches, testimony and the cadence of agency review of resolution plans.

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