CFTC

Giancarlo Races to the Cross Border Line

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In his final speech to the FIA, Chairman Giancarlo last week discussed three cross border swaps proposals that he will schedule for Commission consideration before he steps down on July 15.  Giancarlo has been particularly focused during his tenure on advancing a cross border swaps framework based on regulatory deference for jurisdictions that have adopted comparable G-20 swaps reforms—a position he advocated in a White Paper

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Status of Financial Regulatory Leadership Changes

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As summer gets underway, we have updated our brief deck summarizing the leadership and staffing changes among federal financial regulators, including announced nominations, confirmations, resignations and expiring terms.  The first slide summarizes the state of play for the agencies’ principals; the later slides provide a deeper look on an agency-by-agency basis, including select senior staff.  We intend to continue to update this resource from time

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CFTC Shorts, Part 2

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Why is the CFTC rolling out Swap Reporting 2.0?

 

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RegTek.Solutions wins ‘Best Vendor Solution for Dodd-Frank’ at 2019 RegTech Awards

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Tom Morris & Richard Edgar accepting the award
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CFTC Shorts, Part 1

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What is CFTC Swap Reporting 2.0? 

 

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CFTC Shorts, Part 1

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What is CFTC Swap Reporting 2.0? 

 

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Dodd-Frank Act: CFTC Swap Reporting is back in Spotlight

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by Brian Lynch, CEO & Co-Founder of RegTek.Solutions

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Dodd-Frank Act: CFTC Swap Reporting is back in Spotlight

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by Brian Lynch, CEO & Co-Founder of RegTek.Solutions


US Map CFTC Swap Reporting

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ISDA Comment Letter to CFTC Proposed Swap Execution Facilities and Trade Execution Requirement

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ISDA appreciates the opportunity to submit these comments on the proposed revisions to the regulations of swap execution facilities (SEFs) and the trade execution requirement published by the US Commodity Futures Trading Commission (CFTC) on November 30, 2018.

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Status of Financial Regulatory Leadership Changes

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As the new Congress gets underway, we have updated our brief deck summarizing the leadership and staffing changes among federal financial regulators, including announced nominations, confirmations, resignations and expiring terms.  The first slide summarizes the state of play for the agencies’ principals; the later slides provide a deeper look on an agency-by-agency basis, including select senior staff.  We intend to continue to update this resource from time t

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