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ESMA updates the CSDR Q&As

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ESMA updates the CSDR Q&As

Thursday 11 July 2019 16:02

The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers (Q&As) regarding the implementation of the Central Securities Depository Regulation (CSDR).

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JWG shines light up the RegTech Mountain

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Our industry has gotten serious about its approach to climbing the RegTech mountain. Are we sprinting yet? Certainly not, but the course has become much clearer, the participants much more engaged and the contestants in it for real benefits.

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Alternative Insurance Brokers (clone of authorised firm)

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Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

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ESMA appoints a new member to its SMSG

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ESMA appoints a new member to its SMSG

Thursday 11 July 2019 13:40

The European Securities and Markets Authority (ESMA) has appointed a new member to its Securities and Markets Stakeholder Group (SMSG). 

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SwapsInfo First Half of 2019 and Second Quarter of 2019 Review: Summary

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The ISDA SwapsInfo Review provides analysis of interest rate derivatives (IRD) and credit derivatives trading activity. The report provides a breakdown of cleared, non-cleared, swap execution facility (SEF) and off-SEF traded notional and trade count, as well as product taxonomy and currency information. This summary provides a high-level overview of key trends in the first half of 2019 and second quarter of 2019. The full report will be published by the end of July 2019.

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Katsumi and Partners

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We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

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UK Investor Network (clone of authorised firm)

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Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

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Redmayne Bentley (clone of authorised firm)

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Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

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Video – Securities Finance Technology Symposium SFTR Interview

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Earlier this year, our team attended the Securities Finance Technology Symposium in London. A great chance to catch up with Securities Lending Times and talk all things SFTR.

In this video interview, Richard Edgar, EU Sales Director at RegTek.Solutions, discusses the data complexities introduced by the RTS as well as the priorities firms should consider ahead of the Q2 2020 deadline.


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