February 2015

'Events' BOCA 2015 23 February 2015 | Samantha Hodgson

Every year in March, 1,000 senior-level executives from brokerage firms, asset management firms, international exchanges and regulatory bodies convene in Boca Raton, Florida for the leading strategic conference on the global exchange-traded industry landscape. The three-day conference format contains informative session topics, along with ample networking opportunities and social events.

'Offers' The Devil's Derivatives, by Nick Dunbar 20 February 2015 | Samantha Hodgson

The Devil’s Derivatives: The Untold Story of the Slick Traders and Hapless Regulators Who Almost Blew Up Wall Street… and Are Ready to Do It Again. 30% discount offer for registered readers.

'News' Should UK CCPs Move to the Eurozone? 20 February 2015 | Bill Hodgson

The move by the ECB to require CCPs who clear EUR to be based within the EUR zone should be resolved soon, according to this report from Reuters.

'Articles' The SEC Weighs in on Swaps Reporting – Part 1 19 February 2015 | George Bollenbacher

If you have read my previous articles on Tabb Forum, you will know that I believe the all-important swaps reporting requirement has been badly mishandled by the regulators worldwide, missing a golden opportunity to shed some light on this otherwis

'Articles' FMR Advisory Round Table: “Last Look” 19 February 2015 | Robin Poynder

Over the last few months the topic of conduct risk, behavioural risk and general management concern around how to demonstrate to the regulators that a given business is behaving correctly, has come up again and again. As the conversations have focused in on areas of concern, the topic of “last look” and how price makers are managing the risk of e-distribution of prices is attracting attention. This round table was set up specifically to tease out the background to this methodology, the current implementations, some potential issues such as they are; and any potential remedial approaches.

'Articles' February Regulatory Update 17 February 2015 | Sol Steinberg

For the second year in a row, President Obama is requesting a massive increase in funding for the CFTC. In his 2016 budget blueprint, the president seeks $322 million for the CFTC, a 29% increase from this year’s $250 million. The budget plan must still pass Congress, which will hold hearings soon. I doubt, however, that the entire amount will be approved.

'Articles' Gearing up for non-cleared margin 12 February 2015 | ISDA Feed

In a recent ISDA survey of derivatives users, the introduction of margin requirements for non-cleared derivatives was h

'Articles' Reports of the Death of Securitization are Greatly Exaggerated* 09 February 2015 | John Kiff Feed

Thanks to a boom in collateralized loan obligation (CLO) issuance and solid demand for asset-backed securities (ABS) backed by vehicle loans, U.S. securitization markets are doing just fine.

'Articles' 5th Annual APAC Collateral Management Conference 06 February 2015 | Samantha Hodgson

Returning for the fifth time, Collateral Management 2015 will bring you latest industry insights on regulatory reporting and challenges, initial margin requirements, buy side reactions to regulations and collateral optimization.